Inhibiting the SUMO Pathway Represses the Cancer Stem Cell Population in Breast and Colorectal Carcinomas

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Highlights

  • Sumoylation regulates CD44 and MMP14 expression in basal breast and colon cancer
  • SUMO inhibition clears cancer stem cells, repressing invasiveness and tumor growth
  • Anacardic acid functions as a SUMO inhibitor to repress cancer stem cells
  • TFAP2A mediates anti-tumor effects of SUMO inhibition in breast and colon cancers

Summary

Many solid cancers have an expanded CD44+/hi/CD24−/low cancer stem cell (CSC) population, which are relatively chemoresistant and drive recurrence and metastasis. Achieving a more durable response requires the development of therapies that specifically target CSCs. Recent evidence indicated that inhibiting the SUMO pathway repressed tumor growth and invasiveness, although the mechanism has yet to be clarified. Here, we demonstrate that inhibition of the SUMO pathway repressed MMP14 and CD44 with a concomitant reduction in cell invasiveness and functional loss of CSCs in basal breast cancer. Similar effects were demonstrated with a panel of E1 and E3 SUMO inhibitors. Identical results were obtained in a colorectal cancer cell line and primary colon cancer cells. In both breast and colon cancer, SUMO-unconjugated TFAP2A mediated the effects of SUMO inhibition. These data support the development of SUMO inhibitors as an approach to specifically target the CSC population in breast and colorectal cancer.

Introduction

Breast cancer subtypes with particular molecular signatures, e.g., HER2+ and basal/triple-negative subtypes, have a worse prognosis with increased rates of recurrence and metastasis, likely due to an expansion of cancer stem cells (CSCs), alternatively referred to as tumor-initiating cells (TICs) (Blick et al., 2010, Park et al., 2010, Ricardo et al., 2011). Breast CSCs are characterized by the markers CD44+/hi/CD24−/low (Al-Hajj et al., 2003, Blick et al., 2010, Ricardo et al., 2011) and by expression of genes that promote epithelial-mesenchymal transition (EMT) (Blick et al., 2010, Mani et al., 2008), which is critical for cancer progression and metastasis (Choi et al., 2013, Sarrio et al., 2008, Sheridan et al., 2006, Thiery, 2002, Tsai and Yang, 2013). Aggressive cancers of other tissues of origin such as thyroid, colorectum, pancreas, and skin also demonstrate expansion of the CD44+/hi CSC population (Dou et al., 2007, Erfani et al., 2016, Jing et al., 2015, Liu and Brown, 2010, Parmiani, 2016). In contrast to the majority of cells in a tumor, CSCs/TICs have the ability to form tumor xenografts (Al-Hajj et al., 2003, Iqbal et al., 2013). Moreover, CSCs are relatively chemoresistant and become enriched after chemotherapy, leading to the theory that CSCs drive cancer recurrence and metastasis (Alamgeer et al., 2014, Iqbal et al., 2013, Lawson et al., 2015, Lee et al., 2011). Improvements in cancer therapy to achieve durable cancer remission or cure will require novel therapies that are cytotoxic to CSCs (Das et al., 2008).

There is growing interest in the role of sumoylation in regulating pathways critical to oncogenesis, cancer growth, and progression (Bettermann et al., 2012). Sumoylation is a process resulting in the reversible binding of a small ubiquitin-like modifier (SUMO) to a lysine residue in the target protein (Geiss-Friedlander and Melchior, 2007). Sumoylation is mediated through a cascade involving an activating enzyme (i.e., SAE1/2), E2-conjugating enzyme (i.e., UBC9), and E3 ligase (i.e., PIAS family) (Bettermann et al., 2012, Hay, 2005). Experimental methods to inhibit the SUMO pathway have relied on elimination of enzymes in the SUMO pathway or use of compounds that inhibit sumoylation enzymes, such as anacardic acid (Fukuda et al., 2009). Sumoylation has profound effects on gene expression, which likely involves post-translational modification of transcription factors by SUMO conjugation (Gill, 2005). EMT, and its converse, mesenchymal-epithelial transition, are regulated by transcription factors, many of whose activity is in turn regulated by SUMO conjugation (Bogachek et al., 2015a). We recently reported that sumoylation of transcription factor activator protein 2α (TFAP2A) in basal breast cancer alters its transcriptional activity and that SUMO-unconjugated TFAP2A acquires activity that results in a profound alteration of the expression profile away from the CSC/EMT phenotype and toward that of the well-differentiated phenotype, clearing of the CD44+/hi/CD24−/low CSC population, and repressing the TIC potential (Bogachek et al., 2014). Treatment of mice with anacardic acid inhibited the outgrowth of basal breast cancer xenografts, demonstrating the proof of principle that small-molecule SUMO inhibitors might form the basis of CSC-specific therapy (Bogachek et al., 2014, Bogachek et al., 2015b). Another recent study reported that knockdown of the SUMO enzyme PIAS1 repressed the TIC breast cancer population through epigenetic chromatin alterations resulting in gene silencing of cyclin D2, estrogen receptor, and WNT5A (Liu et al., 2014). Further studies have reported that knockdown of sumoylation enzymes impaired the outgrowth of colorectal cancer xenografts (He et al., 2015), suggesting the broad application of SUMO inhibitors in cancer therapy.

Several important questions need to be addressed concerning the clinical development of SUMO inhibitors in cancer therapy. First, the role of SUMO inhibitors in repressing the CSC/TIC population needs to be formally demonstrated. Second, the possibility that SUMO inhibitors such as anacardic acid act through off-target effects needs to be eliminated. Third, other carcinoma cell types need to be analyzed to determine whether similar SUMO-sensitive transcriptional mechanisms are operational. In the current study, we sought to address these critical questions by examining mechanisms of CSC maintenance in breast and colorectal cancer models.

Results

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Knockdown of SUMO Pathway Suppressed CD44 and MMP14 and Inhibited Tumorigenesis

The CSC/EMT phenotype is characterized by the expression of several key drivers of cancer growth, invasion, and metastasis including CD44 and MMP14 (Godar et al., 2008, Hiraga et al., 2013, Yan et al., 2015). Previous studies demonstrated that anacardic acid repressed expression of CD44 and inhibited the outgrowth of basal/triple-negative breast cancer (TNBC) xenografts (Bogachek et al., 2014). We sought to confirm that knockdown of SUMO pathway enzymes replicated the effects of anacardic acid in basal breast cancer. Knockdown of UBC9 and PIAS1 in IOWA-1T basal breast cancer cells repressed expression of CD44 and MMP14 with elimination of SUMO-conjugated TFAP2A (Figure 1A ). To clearly demonstrate that the 65-kDa isoform of TFAP2A was SUMO conjugated, we subjected extracts to immunoprecipitation with anti-TFAP2A versus immunoglobulin G (IgG) and resolution by western blot with anti-SUMO-1/2/3 antibody. The identity of the 65-kDa SUMO-conjugated TFAP2A isoform was confirmed (Figure 1B). Since knockdown of the SUMO pathway enzymes repressed the CSC marker CD44, the effect of inhibition of the SUMO pathway on tumorigenesis was examined. Knockdown of SUMO enzymes increased tumor-free survival and overall survival (Figures 1C and 1D), and demonstrated that previously reported effects of anacardic acid on tumorigenesis were likely mediated through SUMO inhibition.

Previous tumorigenesis studies demonstrated a significant effect of SUMO inhibitors to repress the outgrowth of basal breast cancer xenografts (Bogachek et al., 2014, Bogachek et al., 2015b). However, we noticed that after 1 month approximately 40% of the mice treated with anacardic acid developed small xenografts and we hypothesized that this was possibly due to outgrowth of non-CSC. Serial propagation of secondary xenografts has been established as a property of the CSC/TIC population (Patel et al., 2012). Hence, we generated secondary xenografts from tumors that appeared after extended observation in animals treated with anacardic acid (Figure 2A ). In addition to CD44, cells staining bright with ALDEFLUOR have been used to characterize breast CSCs (Ricardo et al., 2011). Cell suspensions isolated from xenografts that developed in animals treated with anacardic acid versus vehicle were subjected to fluorescence-activated cell sorting (FACS) analysis with CD44 and ALDEFLUOR, whereby cells isolated from anacardic acid-treated animals demonstrated a near complete loss of the CD44+/hi/ALDH+/hi CSC population compared with tumors arising in vehicle-treated animals (Figure 2B). The CD44+/hi/ALDH+/hi cell phenotype decreased from a baseline of 83% in tumors from vehicle-treated animals to <1% for tumors isolated from animals treated with anacardic acid. Cell suspensions isolated from primary xenografts were re-injected into naive mice. Cells isolated from xenografts that eventually formed in animals gavaged with anacardic acid were not capable of developing secondary xenografts even after extended observation over 6 months, confirming eradication of the CSC/TIC population (Figure 2C).

SUMO Inhibitors Repress CSC Markers, Invasiveness, and Outgrowth of Xenografts

Previous studies in the TNBC cell lines BT-20 and BT-549 demonstrated that SUMO inhibitors effectively eliminated the CD44+/hi/CD24−/low CSC phenotype (Bogachek et al., 2014). Using the CSC markers CD44 and ALDEFLUOR, the effect of anacardic acid was further investigated in TNBC cells. By FACS analysis, anacardic acid significantly reduced the CD44+/hi/ALDH+/hi cell population in IOWA-1T cells from a baseline of 98.7% to 5.5%, which was consistent with a significant reduction of the CSC/TIC population (Figure 3A ). Since nearly all of the IOWA-1T cells express CSC phenotypic markers, we tested the MDA-MB-436 cell line, in which approximately 30% of the cells express the CSC phenotype. Anacardic acid treatment resulted in a dose-dependent reduction in the CSC population from a baseline of 27% of the cells expressing CSC markers to 20% at 10 μM anacardic acid and approximately 1% with 50 μM anacardic acid (Figure 3B).

Similarly, anacardic acid repressed CD44 and MMP14 in a dose-dependent fashion with repression of the SUMO-conjugated form of TFAP2A (Figure 4A ). Since MMP14 has effects on cancer cell invasion, the effect of anacardic acid on cell invasiveness was assessed. Anacardic acid treatment resulted in a dose-dependent reduction of invasiveness (Figure 4B). To prove that the effect on invasiveness was mediated through repression of MMP14, we manipulated MMP14 expression with anacardic acid treatment. Knockdown of MMP14 similarly reduced cell invasiveness, and knockdown of MMP14 effectively eliminated the ability for anacardic acid to further reduce invasiveness (Figure 4B, right panel). MMP14 was overexpressed by transfection of an expression vector; the expression of MMP14 achieved was approximately twice the baseline expression. MMP14 expression was repressed by anacardic acid in cells transfected with empty vector only. Forced expression of MMP14 slightly increased invasiveness and completely abrogated the effect of anacardic acid. Together, these results indicate that anacardic acid mediated anti-invasion through inhibition of MMP14.

Additional compounds with SUMO inhibitory activity have been described. A number of compounds with activity as E1 and E3 SUMO inhibitors were tested for effects on CD44 expression. As seen in Figure 5A , a number of compounds with SUMO inhibitory activity similarly had the ability to repress expression of CD44 (Figure 5A). NSC and PYR-41 were tested for their ability to repress the outgrowth of xenografts. As seen in Figure 5B, both compounds were able to significantly increase the overall survival of mice inoculated with IOWA-1T xenografts. Although these compounds did not have effects as robust as those of anacardic acid, these data confirm the potential therapeutic effect of targeting several enzymes in the SUMO pathway.

Effect of SUMO Inhibitors in Colorectal Cancer

Colorectal CSCs are also identified within the CD44+/hi/ALDH+/hi cell population. Anacardic acid efficiently repressed expression of CD44 and MMP14 in HCT116 colon cancer cells, with repression of the SUMO-conjugated TFAP2A isoform and elimination of CD44+/hi/ALDH+/hi cells, reducing the percentage of CD44+/hi/ALDH+/hicells from 15% to 0% (Figures 6A and 6B). Anacardic acid treatment significantly increased tumor-free survival and overall survival of mice with HCT116 xenografts (Figure 6C). Examining other SUMO inhibitors, PYR-41 and MLN4924 repressed CD44 expression, and similarly repressed SUMO-conjugated TFAP2A (Figure 6D).

Previous studies in basal breast cancers demonstrated that repression of CD44 by SUMO inhibition was dependent upon TFAP2A (Bogachek et al., 2014). To investigate whether the same mechanism was functional in colon cancer cells, we examined the role of TFAP2A with knockdown of SUMO enzymes. As seen in Figure 7A , knockdown of either UBC9 or PIAS1 repressed CD44 expression in HCT116 cells. Whereas knockdown of TFAP2A alone had no effect on CD44, concurrent knockdown of TFAP2A eliminated the effects of knockdown of the SUMO enzymes on CD44 expression. The site of sumoylation of TFAP2A is at lysine 10 and the TFAP2A mutant K10R is non-sumoylatable (Bogachek et al., 2014, Eloranta and Hurst, 2002). The TFAP2A K10R mutant is transcriptionally functional and demonstrates the ability to regulate patterns of gene expression distinct from wild-type TFAP2A. To further evaluate the role of SUMO-unconjugated TFAP2A, we expressed the SUMO-insensitive K10R mutant of TFAP2A in HCT116 cells and compared it with wild-type TFAP2A. Transfection increased the overall expression of TFAP2A by about a factor of 2 compared with endogenous baseline. As seen in Figure 7B, expression of K10R-TFAP2A repressed expression of CD44 and MMP14, whereas wild-type TFAP2A had no effect compared with transfection of empty vector. These data support the hypothesis that SUMO inhibitors repress MMP14 and CD44 with elimination of the CSC population mediated through the activity of SUMO-unconjugated TFAP2A.

To further the clinical relevance, we treated primary colorectal tumors obtained during surgical resection with SUMO inhibitors in vitro. Treatment with SUMO inhibitors significantly repressed CD44 mRNA and protein expression by western blot (Figure 7C), and suggested similar effects on the CSC population in colorectal cancer. The CSC population was evaluated by FACS analysis using CD44 and the additional colon CSC marker CD166/activated leukocyte cell adhesion molecule (ALCAM) (Sanders and Majumdar, 2011). Anacardic acid reduced the population expressing the CSC phenotypic markers CD44+/hiCD166+/hi from a primary colon cancer isolate from 11% to 2% (Figure 7D). Considering CD44 only, anacardic acid treatment of a primary colon cancer isolate reduced the CD44+/hi population from 80.8% to 8%.

Discussion

The data presented herein substantially expand the potential of developing CSC-targeted therapy based on inhibition of the SUMO pathway. We show that inhibition of sumoylation by knockdown of UBC9 and PIAS1 effectively repressed expression of MMP14 and CD44, reduced invasiveness, and substantially inhibited tumorigenesis in a basal breast cancer model. Similar effects were demonstrated with a variety of small molecules that inhibit different steps in the SUMO pathway. Serial propagation of tumor xenografts as secondary xenografts has been used to identify the CSC/TIC population (Patel et al., 2012), and our finding that small tumors that developed in animals treated with SUMO inhibitor could not be serially transplanted as secondary xenografts is further evidence that SUMO inhibitors functionally eliminated the CSC/TIC population. Interestingly, the data also suggest that SUMO inhibition induces lasting effects on the CSC population that are maintained after stopping the drug. Parallel experiments in a colorectal cancer cell line model and primary colon cancer isolates demonstrated that identical SUMO-sensitive pathways of gene regulation and physiologic response of tumor growth were present and functional. Our findings are in agreement with other studies showing that knockdown of the SUMO pathway enzymes UBC9 and SAE2 in colon cancer cells or PIAS1 in basal breast cancer reduced growth and inhibited tumorigenesis of xenografts (He et al., 2015, Liu et al., 2014).

Our data support a TFAP2A-dependent transcriptional mechanism that is functional in both basal breast and colorectal carcinomas. Previous findings indicated that AP-2 transcription factors regulate the process of EMT and that many transcription factors which induce EMT are regulated by post-translational sumoylation (Bogachek et al., 2015a). In both basal breast cancer (Bogachek et al., 2014) and colorectal cancer (Figure 7), knockdown of TFAP2A abrogated the effects of SUMO inhibition on repression of CD44. Furthermore, the non-sumoylatable K10R TFAP2A mutant was able to repress expression of CD44 and MMP14, whereas overexpression of wild-type TFAP2A failed to repress expression of these genes. The findings lead to the most likely conclusion that SUMO-unconjugated TFAP2A represses CD44 and MMP14 transcription. However, there are other possible mechanisms to account for the findings. First, it should be noted that SUMO inhibition has the potential to reduce the overall expression of TFAP2A (e.g., Figure 7A). Previous studies have shown that knockdown of TFAP2C increases TFAP2A expression, leading to the conclusion that TFAP2C represses TFAP2A expression. Since SUMO-unconjugated TFAP2A acquires transcriptional activity that mimics TFAP2C, it is likely that SUMO-unconjugated TFAP2A autoregulates its own level of expression. This mechanism would account for the reduction of overall TFAP2A expression found with SUMO inhibition. Additionally there may be other transcription factors, some of which may be SUMO sensitive, that are involved in the physiologic findings related to maintenance of the CSC/TIC population. The current findings indicate that additional efforts are needed to elucidate transcriptional mechanisms that maintain the CSC phenotype.

Compelling data exist that CD44 is not merely a marker but that CD44 expression drives the cancer phenotype, inducing a propensity for expanded growth, invasion, and metastasis (Godar et al., 2008, Hiraga et al., 2013). Several approaches have been used to directly target CD44 as a means of inhibiting the CSC population. Anti-CD44 antibodies have been utilized as one means of specifically targeting the CSC population (Arabi et al., 2015, Liu and Jiang, 2006, Molejon et al., 2015). Other approaches to target the CSC population via CD44 have been based on altering transcriptional pathways regulating CD44 expression including Wnt (Yun et al., 2016), FOXP3 (Zhang et al., 2015), SMURF1 (Khammanivong et al., 2014), and Bmi-1 (Yu et al., 2014). Our current findings indicate that SUMO inhibitors can repress expression of CD44 in the CSC population through a TFAP2A-dependent mechanism. In some instances, the effect of repression at the RNA level exceeded the reduction in CD44 protein expression. Although repression of CD44 expression is likely mediated through reduced transcription, activation of cryptic transcriptional initiation and altered RNA splicing may account for differences between the degree of repression noted when comparing RNA and protein reduction. Further work is needed to clarify the mechanism of CD44 repression by TFAP2A, which may repress CD44 transcription directly or could affect CD44 expression through secondary mechanisms.

Several studies have linked expression of CD44 and MMP14 to the CSC population. Data suggest common mechanisms regulating co-expression of these two genes; blockade of the ERK pathway suppressed expression of CD44 and MMP14 and inhibited invasiveness of cancer cells (Tanimura et al., 2003). A recent study in pancreatic cancer cells has indicated that CD44 regulates MMP14 through Snail (Jiang et al., 2015). Hence, TFAP2A may directly regulate the expression of both CD44 and MMP14, although regulation of MMP14 may alternatively occur through secondary mechanisms. MMP14 is a membrane-associated matrix metalloproteinase that has become an attractive target for cancer therapy due to its role in tumor growth, invasion, and metastasis (Ager et al., 2015, Haage et al., 2014, Nam and Ge, 2015, Ueda et al., 2003). MMP14 induces changes in cell geometry and plays an important role in proteolysis of the extracellular matrix, physiologic processes that are required for normal mammary branching and morphogenesis (Mori et al., 2013), and tumor growth within a three-dimensional matrix (Hotary et al., 2003). Further studies have demonstrated that MMP14 contributes to tumor growth and invasion through a critical role in altering tumor cell shape and establishing a reactive stroma that supports invasion (Vosseler et al., 2009). MMP14 has been shown to facilitate cell invasion and metastasis in a wide variety of cancer types, and its expression is associated with an unfavorable outcome in breast cancer (Jiang et al., 2006), colorectal cancer (Yang et al., 2013), neuroblastoma (Xiang et al., 2015), nasopharyngeal carcinoma (Zhao et al., 2015), small cell lung cancer (Wang et al., 2014), and mammary phyllodes tumors (Kim et al., 2012). The current results provide support for the ability to repress MMP14 expression and affect cell invasion and metastasis through the therapeutic development of SUMO inhibitors.

Conclusions

The findings herein substantially expand the evidence for developing CSC-targeted therapy in basal breast and colorectal cancer by inhibiting the SUMO pathway. Since sumoylation is accomplished through an enzymatic cascade, there is the potential for developing small molecules that inhibit different steps of the SUMO pathway. We have shown that a number of small molecules with known SUMO inhibitory effects can repress MMP14 and CD44, resulting in reduced invasiveness and repression of tumorigenesis. Our data further support a TFAP2A-dependent transcriptional mechanism that is functional in both basal breast cancer and colorectal carcinomas. Further work will be required to determine whether other cancer types respond to SUMO inhibitors and whether these effects are mediated though transcriptional regulation by TFAP2A or other SUMO-sensitive transcriptional mechanisms.